Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce its attendance at the National Society of Compliance Professionals Conference in Washington, D.C., October 22-24.
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Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce its attendance at the National Society of Compliance Professionals Conference in Washington, D.C., October 22-24. The NSCP National Membership Meeting is one of the most comprehensive educational gatherings within the securities compliance industry, covering over 80 topics encompassing Investment Advisers, Broker-Dealers, Private Fund/Hedge Fund and Investment Compliance issues.
NSCP’s annual conference provides industry professionals with the opportunity to expand upon recent regulatory developments through unique interactive forums. This year, the NSCP plans to touch base on a variety of hot-topics including enforcement issues, social media compliance, suitability, and regulatory examinations. Members are encouraged to exchange ideas and generate solutions, offer practical and interpretative guidance in regards to securities laws and regulations and promote professionalism and community among compliance officials within the securities industry.
“Attending the NSCP Conference is beneficial to Quest CE because it allows us to stay ahead of the constantly changing laws and regulations surrounding compliance oversight,” said Senior Sales Executive Kristi Evitts. “Our clients have many competing demands, and it is our commitment to make sure compliance is never compromised. I look forward to sharing Quest CE’s solutions and discussing compliance best practices at this year’s conference.”
Conference attendees have the ability to meet one-on-one with Quest CE employees to discuss FINRA training and tracking solutions. The Quest CE staff on location will include Vice President of Sales, Marketing and Client Services Alex Krenke, Manager of Business Development Whitney Hagstrom and Senior Sales Executive Kristi Evitts.
Quest CE will be distributing a variety of prizes and conference survival gear to contributing conference participants. This year, Quest CE will also be giving away complimentary, “I Heart Compliance” t-shirts on a first-come, first-serve basis. Quest CE will be located at booth 34, at the Washington Hilton.
For more information on Quest CE’s attendance at the 2012 Annual NSCP Conference in Washington, please contact Quest CE at 877-593-3366 or email salesquestce.com.
About Quest CE
For over twenty-five years, Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
Serving more than 450 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs